Employee Applicant Privacy Notice
Who we are:
Shape a brighter financial future with us.
Together with our members, we’re changing the way people think about and interact with personal finance.
We’re a next-generation financial services company and national bank using innovative, mobile-first technology to help our millions of members reach their goals. The industry is going through an unprecedented transformation, and we’re at the forefront. We’re proud to come to work every day knowing that what we do has a direct impact on people’s lives, with our core values guiding us every step of the way. Join us to invest in yourself, your career, and the financial world.
The role
The 1LOD Transaction and Supplier Oversight Tester resides within the 1st Line of Defense (1LOD) Business Controls team. This position plays a crucial role in supporting risk management of 1LOD Operations. This role requires hands-on support for performing 1LOD transactional and supplier oversight testing. Achieving success in this role requires a demonstrated ability to complete all assigned testwork within the established timelines, assist the Testing Manager with the build-out of new tests and expansion of existing test scripts, and proficiently articulate exceptions and findings related to testwork.
By joining SoFi, you'll become part of a forward-thinking company that is transforming financial services for the better. We offer the excitement of a rapidly growing startup with the stability of an industry leading leadership team.
What you’ll do:
- Ensuring Operations and key suppliers have a sustainable and effective end-to-end control environment by identifying gaps and weaknesses during testing
- Document and perform tests to provide reasonable assurance that internal and external processes are operationally effective
- Obtain and analyze test data from multiple sources, following documented test plans, testing procedures, and leveraging job aids as needed
- Manage assigned testing timelines to ensure all tasks and reporting are completed within established timeframes
- Assist the Testing Manager in the build-out of new test scripts for previously un-tested areas, augment existing test scripts to broaden test scope
- Assist the Testing Manager in partnering with stakeholders to offer feedback on testing results and ensure the completion of any necessary corrective actions.
- Support the Testing Manager in monitoring changes to procedures, policies and regulatory requirements to assess their impact on the testing scope and the related test script
- Collaborate with the Testing Manager to ensure test scripts are comprehensive for identifying and mitigating respective risks effectively
- Prioritize competing responsibilities based on workload and demands
- Undertake ad-hoc duties as needed to support the Operations and 1LOD Risk department
What you’ll need:
- 2 + years of relevant experience in audit, compliance testing, or other control/ transactional reviews
- Experience in banking and/or fintech industry; knowledge of banking products, processes and regulations
- Demonstrate an understanding of testing methodology, business processes, along with risk and control frameworks
- Strategic thinker who can partner with testing manager to build, expand and improve existing testing scripts and processes
- Strong organizational skills,, able to balance multiple critical priorities simultaneously and successfully
- Maintain strong time management, able to complete multiple concurrent tasks within close deadlines with a high degree of accuracy and detail
- Strong analytical skills and ability to review and comprehend large sets of data; able to synthesize diverse processes and data and formulate appropriate conclusions
- Fluent in Excel and PowerPoint, comfortable with analyzing large datasets in Google suite, MS Office apps, etc.
- Results oriented, demonstrated achievement of exceeding expectations
- Self-starter with strong ability to work independently with minimum oversight
- Inquisitive nature, attention to detail, diligence and a good attitude
- Strong interpersonal, verbal, and written communication skills; capable of writing documentation, and interacting positively with management and colleagues effectively via telephone (Zoom)
- Demonstrated outlook of positive and productive relationships and successful partnerships with stakeholders
SoFi provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth and related medical conditions, breastfeeding, and conditions related to breastfeeding), gender, gender identity, gender expression, national origin, ancestry, age (40 or over), physical or medical disability, medical condition, marital status, registered domestic partner status, sexual orientation, genetic information, military and/or veteran status, or any other basis prohibited by applicable state or federal law.
The Company hires the best qualified candidate for the job, without regard to protected characteristics.
Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
New York applicants: Notice of Employee Rights
SoFi is committed to embracing diversity. As part of this commitment, SoFi offers reasonable accommodations to candidates with physical or mental disabilities. If you need accommodations to participate in the job application or interview process, please let your recruiter know or email accommodations@sofi.com.
Due to insurance coverage issues, we are unable to accommodate remote work from Hawaii or Alaska at this time.
Internal Employees If you are a current employee, do not apply here - please navigate to our Internal Job Board in Greenhouse to apply to our open roles.
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